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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2016-06-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co | San Jose | CA | 08/2015 | Present |
| Mml Investors Services, Llc | San Jose | CA | 02/2016 | Present |
(1)NAME: GENERAL MORTGAGE CAPITOL CORP. INV REL: Y ADD: RESIDENTIAL NATURE: MORTGAGE LOAN POSITION: MORTGAGE LOAN ORIGINATOR START DATE: 04/22/2024 NO HRS/MO: 2 NO HRS/MO DUR TRADING: 0 DUTIES: ORIGINATE LOANS FOR CLIENTS AND OFFER RATES. (2)NAME: STANFORD UNIVERSITY INV REL: N ADD: 2370 WATSON CT, PALO ALTO, CA 94303 NATURE: RESEARCH IN LIFE SCIENCES POSITION: RESEARCH ASSISTANT START DATE: 03/02/2026 NO HRS/MO: 4 NO HRS/MO DUR TRADING: 1 DUTIES: PARTICPATING IN LAB MEETINGS AND DISCUSS SCIENCE IN RETINAL BIOLOGY.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-05-28 |
| S63 | Uniform Securities Agent State Law Examination | 2016-03-14 |
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