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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2021-09-22 |
Branch Locations
5153 Utica Ridge Rd, Davenport, IA 52807-3863 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Modern Woodmen Of America | Rock Island | IL | 02/2015 | 06/2019 |
| Mwa Financial Services Inc | Rock Island | IL | 02/2016 | 06/2019 |
| Pruco Securities Llc | Moline | IL | 06/2019 | 06/2021 |
| The Prudential Insurance Company Of America | Moline | IL | 06/2019 | 06/2021 |
| Lpl Financial, Llc | Davenport | IA | 06/2021 | Present |
1. 2021 - DBA for LPL Business (entity for LPL business) - Noble Birch Wealth Management, LLC - Investment Related - Davenport, IA 52807 2. 04/21/2022 - Noble Birch Tax Preparation LLC - Investment Related - At Reported Business Location(s) Tax Prep/Accounting/CPA - Tax Preparer - Start Date - 02/01/2022 - 15 Hours Per Month/2 Hours During Securities Trading 3. 10/27/2022 - Noble Birch Insurance - Investment Related - At Reported Business Location(s) - Insurance Agency - Start Date: 10/01/2022 - 10 Hours Per Month/10 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-08-27 |
| S63 | Uniform Securities Agent State Law Examination | 2016-09-09 |
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