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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2025-01-03 |
| TX | RA | APPROVED | 2025-01-03 |
Branch Locations
9000 Keystone Crossing Ste 1050, Indianapolis, IN 46240 • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| San Diego Padres | San Diego | CA | 06/2014 | 06/2019 |
| Chariot Automotive | Kokomo | IN | 08/2019 | 12/2021 |
| Aurora Financial Strategies | Kokomo | IN | 01/2022 | 10/2022 |
| Gettings Reed Financial | Kokomo | IN | 06/2022 | 11/2022 |
| Cardinal Capital Management, Llc | Muncie | IN | 11/2022 | 12/2024 |
| Kestra Advisory Services, Llc | Indianapolis | IN | 12/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-03-12 |
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