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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2017-10-10
  • WI RA
    APPROVED
    Since 2017-10-10

Branch Locations

Plover, WI • United States

3233B Business Park Drive, Stevens Point, WI 54481 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Stevens Point WI 01/2016 Present
Thrivent Financial Appleton WI 07/2016 Present
Other Businesses

PATHEWAY MINISTRIES INC POSITION: Board of Director NATURE: Patheway Ministries provides counseling and pastoral services to churches in transition of Senior Pastors and counseling to their respective churches for guidance during transition of pastors. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/16/2016 ADDRESS: 1470 Somerset Drive, Stevens Point WI 54482, United States DESCRIPTION: Board is to provide guidance for Board Chairman, Jeffrey LoCaste, on how to direct time and efforts. No fundraising or binding decisions made by the Board.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-10-09
S63 Uniform Securities Agent State Law Examination 2016-04-12
  • S65 Uniform Investment Adviser Law Examination
    2017-10-09
  • S63 Uniform Securities Agent State Law Examination
    2016-04-12

View on SEC IAPD

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