Mary Grace Ales

Employer firm

Osaic Advisory Services, LLC CRD 171070

$15.5B regulatory AUM 170 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2017 → 09/2021
  Bloomfield Investment Group
  Englewood, CO
• 01/2016 → 07/2017
  Mowatt Financial Inc.
  Englewood, CO
• 01/2019 → 09/2022
  First Allied Securities, Inc.
  San Diego, CA
• 09/2022 → 01/2024
  Cetera Advisors Llc
  Englewood, CO
• 10/2021 → 08/2023
  Sageview Advisory Group, Llc
  Newport Beach, CA
• 08/2023 → 01/2024
  Sageview Advisory Group, Llc
  Newport Beach, CA
• 01/2024 → 08/2024
  Triad Advisors
  Norcross, GA
• 01/2024 → Present
  Triad Hybrid Solutions
  Norcross, GA
• 08/2024 → Present
  Osaic Wealth, Inc.
  Bloomfield Hills, MI

Previous Registrations

• 2023-09-14 → 2024-01-09
  Cetera Advisors Llc
  Englewood, CO
• 2023-08-17 → 2024-01-05
  Creative Planning Institutional Advisors, Llc
  Englewood, CO
  Newport Beach, CA

Other Businesses

1)Appointment with multiple carriers;investment related;300 East Long Lake,Suite 125,Bloomfield Hills,MI 48304;insurance policy service/servicing agent;servicing agent;8/1/2023;10 hrs/month;10 hrs during trading;provide service to insurance clients,answer questions about policy provisions,request illustrations and present to the client 2)Bloomfield Hills Advisory;investment related;300 East Long Lake,Suite 125,Bloomfield Hills, MI 48304;llc and primary name that we are operating under to provide services and advice;associate wealth advisor;1/5/2024;160 hrs/month;120 hrs during trading;trading accounts,assist wealth advisor with preparing reports and financial plans

Exams

• S66 Uniform Combined State Law Examination
  2023-01-27

Designations

• Certified Financial Planner

Other Names

• Mary Grace Ales
• Mary Ales
• Mollie Ales