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Alan Eugene Becker

Rsg Investments LLC

Overland Park, KS

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Current Employers
Rsg Investments Llc

6801 W 107Th St, Overland Park, KS 66212 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2023-01-24
  • KS RA
    APPROVED
    Since 2023-01-24

Branch Locations

6801 W 107Th St, Overland Park, KS 66212 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Retirement Solutions Group, Inc. Overland Park KS 12/2010 Present
Becker Management, Inc. Overland Park KS 03/2003 12/2019
Global Financial Private Capital, Llc Sarasota FL 01/2016 01/2017
Rsg Holdings Overland Park KS 08/2014 Present
Rsg Investments Overland Park KS 02/2013 Present
Ae Wealth Management, Llc Topeka KS 01/2017 10/2022
Book Overland Park KS 10/2021 Present
  • 12/2010 → Present
    Retirement Solutions Group, Inc.
    Overland Park, KS
  • 03/2003 → 12/2019
    Becker Management, Inc.
    Overland Park, KS
  • 01/2016 → 01/2017
    Global Financial Private Capital, Llc
    Sarasota, FL
  • 08/2014 → Present
    Rsg Holdings
    Overland Park, KS
  • 02/2013 → Present
    Rsg Investments
    Overland Park, KS
  • 01/2017 → 10/2022
    Topeka, KS
  • 10/2021 → Present
    Book
    Overland Park, KS
Previous Registrations
  • 2017-01-04 → 2023-09-05
    Overland Park, KS
    Lee's Summit, MO
    Kansas City, MO
  • 2016-01-08 → 2017-01-09
    Global Financial Private Capital, Inc.
    Overland Park, KS
    Sarasota, FL
Other Businesses

1) Retirement Solutions Group (investment related)- Owner- 12/2010 6801 W 107th St. Overland Park, KS 66212. Annuity, Life and Medicare sales only. 2) RSG Holdings, LLC (investment related)- Owner- 8/2014, 6801 W. 107th St. Overland Park, KS 66212. Real Estate-Own/Hold/Improve Property, 0hrs/month. 3) RSG Investments (investment related)- Owner- 2/2013, 6801 W. 107th St. Overland Park, KS 66212. Financial Services/financial advice. 60hrs/month, 60hrs/trading. 4.) RSG Creative, Inc. (investment related) - Owner- 12/2020, 6801 W 107th St. Overland Park, KS 66212 Overland Park, KS 66212. 20 hrs/month, 20hrs/month/trading. 5.) RSG Leasing, LLC - This is a vehicle leasing firm for Alan's company vehicles. 6.) BOOK ;POSITION: Owner/CEO/Investment Adviser Representative NATURE: Author of book. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2021 ADDRESS: 6801 W 107th St, Overland Park KS 66212, United States DESCRIPTION: Author and publisher.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-12-28
  • S65 Uniform Investment Adviser Law Examination
    2015-12-28

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