Derek Randall Bostian

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2008 → 06/2018
  Financial Independence Group
  Cornelius, NC
• 07/2018 → 12/2019
  Alphastar Capital Management, Llc
  Cornelius, NC
• 12/2019 → 10/2021
  Advisory Alpha, Llc
  Huntersville, NC
• 05/2015 → 01/2023
  Two Waters Wealth Management
  Huntersville, NC
• 10/2021 → 01/2023
  Ae Wealth Management, Llc
  Huntersville, NC
• 01/2023 → Present
  The Vanguard Group, Inc.
  Charlotte, NC
• 01/2023 → Present
  Vanguard Marketing Corporation
  Charlotte, NC

Previous Registrations

• 2021-10-19 → 2023-01-25
  Ae Wealth Management, Llc
  Huntersville, NC
• 2019-12-05 → 2021-10-20
  Advisory Alpha, Llc
  Huntersville, NC
  Holland, MI
  Hickory, NC
• 2018-07-11 → 2019-12-10
  Alphastar Capital Management
  Huntersville, NC
  Cornelius, NC
• 2016-01-06 → 2018-03-16
  Alphastar Capital Management
  Cornelius, NC
  Cornelius, NC

Exams

• S63 Uniform Securities Agent State Law Examination
  2023-04-21

Designations

• Certified Financial Planner

Other Names

• Derek Randall Bostian
• Derek R Bostian
• Derek Bostian