Best Investors Account Sign in
Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-07-03
  • IL RA
    APPROVED
    Since 2025-07-03

Branch Locations

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Bryn Mawr, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hartford Funds Distributors, Llc Radnor PA 09/2015 11/2017
Clark Capital Management Group, Inc. Philadelphia PA 11/2017 11/2021
Hartford Funds Distributors, Llc Wayne PA 06/2023 03/2025
Fp Alpha, Inc. New York NY 11/2021 05/2023
First Trust Portfolios L.P. Wheaton IL 03/2025 Present
First Trust Advisors L.P. Wheaton IL 03/2025 Present
  • 09/2015 → 11/2017
    Hartford Funds Distributors, Llc
    Radnor, PA
  • 11/2017 → 11/2021
    Clark Capital Management Group, Inc.
    Philadelphia, PA
  • 06/2023 → 03/2025
    Hartford Funds Distributors, Llc
    Wayne, PA
  • 11/2021 → 05/2023
    Fp Alpha, Inc.
    New York, NY
  • 03/2025 → Present
    First Trust Portfolios L.P.
    Wheaton, IL
  • 03/2025 → Present
    Wheaton, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-01
S63 Uniform Securities Agent State Law Examination 2016-09-13
  • S66 Uniform Combined State Law Examination
    2025-07-01
  • S63 Uniform Securities Agent State Law Examination
    2016-09-13
Other Names
  • Peter Hurley

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Wheaton, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor