Alec Clayton Hardy

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-06-30
NJ	RA	APPROVED	2017-03-25

TX RA
APPROVED

Since 2021-06-30
NJ RA
APPROVED

Since 2017-03-25

Branch Locations

Flemington, NJ • United States

25 Independence Boulevard Suite 200, 2Nd Floor, Warren, NJ 07059 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Massmutual Life Insurance Co	Warren	NJ	07/2016	Present
Msi Financial Services	Iselin	NJ	08/2016	03/2017
Mml Investors Services, Llc	Warren	NJ	03/2017	Present

07/2016 → Present

Massmutual Life Insurance Co

Warren, NJ
08/2016 → 03/2017

Msi Financial Services

Iselin, NJ
03/2017 → Present

Mml Investors Services, Llc

Warren, NJ

Previous Registrations

2017-02-14 → 2017-03-25

Msi Financial Services, Inc.

Iselin, NJ

Other Businesses

Name: Alec Hardy Inv rel: Y Addr: At residential address Nature: Outside insurance - life, disability, long-term care, fixed annuities, health Position: Independent Insurance Agent Start: 09/01/2022 No hrs/mo: 2 No hrs/mo dur trading: 2 Duties: Sale of fixed insurance products

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-01-31

S66 Uniform Combined State Law Examination

2017-01-31

Designations

Certified Financial Planner
Chartered Financial Consultant

View on SEC IAPD