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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2021-08-23
TX RA APPROVED 2021-08-20
  • GA RA
    APPROVED
    Since 2021-08-23
  • TX RA
    APPROVED
    Since 2021-08-20

Branch Locations

3414 Peachtree Road Ne Suite 1100, 11Th Floor, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Atlanta GA 01/2016 03/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Atlanta GA 06/2018 07/2018
Bank Of America, N.A. Atlanta GA 07/2018 07/2018
Wells Fargo Clearing Services, Llc Atlanta GA 07/2018 08/2021
Wells Fargo Advisors Financial Network, Llc Atlanta GA 08/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-03-30
  • S66 Uniform Combined State Law Examination
    2016-03-30

View on SEC IAPD

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