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Eric Joseph Vacca

Tiaa-Cref Individual & Institutional Services, LLC

Ipswich, MA

Andover, MA

CRD 6599156

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Employer firm

Tiaa-Cref Individual & Institutional Services, LLC CRD 20472

$37.9B regulatory AUM 35,647 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2018-06-13
  • MA RA
    APPROVED
    Since 2018-06-13

Branch Locations

Ipswich, MA • United States

300 Brickstone Square Suite 102, Andover, MA 01810 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa- Cref Individual & Institutional Services, Llc Andover MA 01/2016 Present
Tiaa Andover MA 01/2016 Present
  • 01/2016 → Present
    Tiaa- Cref Individual & Institutional Services, Llc
    Andover, MA
  • 01/2016 → Present
    Tiaa
    Andover, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-05-11
S63 Uniform Securities Agent State Law Examination 2016-02-11
  • S66 Uniform Combined State Law Examination
    2018-05-11
  • S63 Uniform Securities Agent State Law Examination
    2016-02-11

View on SEC IAPD

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