Aaron Lee Short

Employer firm

Cwm, LLC CRD 155344

$50.6B regulatory AUM 248 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
SUB-ADVISORY SERVICES FOR OTHER INVESTMENT ADVISORY FIRMS

From the firm’s Form ADV. Read the guides:

Current Employers

Cwm, Llc

14600 Branch St., Omaha, NE 68154 • United States

Current Registrations

Authority	Category	Status	Date
IN	RA	APPROVED	2022-02-23

IN RA
APPROVED

Since 2022-02-23

Branch Locations

10142 Brooks School Rd. Ste. 198, Fishers, IN 46037 • United States

14600 Branch St., Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St. Louis	MO	01/2016	02/2022
Cwm, Llc	Omaha	NE	02/2022	Present
Geist Family Wealth	Fishers	IN	02/2022	Present

01/2016 → 02/2022

Edward Jones

St. Louis, MO
02/2022 → Present

Cwm, Llc

Omaha, NE
02/2022 → Present

Geist Family Wealth

Fishers, IN

Previous Registrations

2016-05-13 → 2022-02-24

Edward Jones

Indianapolis, IN

St Louis, MO

Indianapolis, IN

Indianapolis, IN

Indianapolis, IN

Other Businesses

FIXED INSURANCE NATURE: Insurance START: 02/01/2024 APPX. HRS/MONTH: 5 % APPX HRS/MONTH DURING TRADING HOURS: 5 POSITION: INSURANCE AGENT DUTIES: Sells Life, Health, Disability, Annuities & LTC NAME OF BUSINESS: Geist Family Wealth NATURE: S-Corp START: 02/01/2022 POSITION: Owner APPX. HRS/MONTH: 20 PERCENTAGE HRS/MONTH DURING TRADING HOURS: 100 DUTIES: Manage day to day operations

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-03-21

S66 Uniform Combined State Law Examination

2016-03-21

Other Names

Aaron Short

View on SEC IAPD