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Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-04-02 |
| TX | RA | APPROVED | 2022-03-18 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hilltop Securities Inc. | Dallas | TX | 12/2015 | 02/2022 |
| Charles Schwab & Co., Inc. | Lone Tree | CO | 02/2022 | Present |
1) Self - Short Term Rental property on homestead | Investment Related:No|Real Estate (Non-Agent/Broker)|Owner|7/1/2021|Less than 20|0|We have a guest house in our backyard that we list on AirBNB for short term rental, 2) Shipt | Investment Related:No|Restaurant/Food Services|Grocery Delivery Driver|9/1/2020|Less than 20|0|Shipt is a grocery delivery service and I work for them very seldom, 3) Beyond Booze Beverage Co. LLC and the DBA is Beyond the Bar Bottle Shop | Investment Related:No|101 S. Sherman St. Suite B|Richardson|TX|75081|United States|Retail|Founding Partner|2/25/2023|20-40|0|My wife and another couple and I opened a retail business that sells non-alcoholic beverages, such as alternative beer, spirits and wine. All products are alcohol free. We also participate in on and off site events offering our drinks., 4) Uber | Investment Related:No|Restaurant/Food Services|Uber Eats Delivery|11/1/2024|20-40|0|Picking up items from stores and restaurants and delivering to customers. No financial service or investments relations.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-03-22 |
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