Austin Mackenzie Spires

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2016 → Present
  Raymond James& Associate
  Gaylord, MI

Other Businesses

(1)Name of Business: Jack Pine Ventures LLC Address: 6019 Northstar Rd, Gaylord, MI, 49735, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 12/29/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This LLC will be used to lease real estate for our Raymond James Advisor Select office beginning 5/1/2023. LLC will be the lessee. (2)Name of Business: Otsego Community Foundation Address: 316 W Main Street, Gaylord, MI, 49735, United States Activity Type: Non profit Position/Title: Committee Member Investment Related: Yes Start Date: 01/02/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: ?\tTo oversee financial planning\n?\tMonitor that adequate funds are available for financial management tasks\n?\tTo annually review fiscal policies\n?\tTo anticipate financial problems\n?\tTo oversee financial record keeping\n?\tTo help the board understand the organizations financial health\n?\tTo ensure all legal reporting requirements are met\n?\tTo sustain the committee itself\n

Exams

• S66 Uniform Combined State Law Examination
  2016-05-10