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5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2024-10-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| John Hancock Funds | Boston | MA | 04/2017 | 03/2019 |
| John Hancock Retirement Plan Services | Boston | MA | 12/2015 | 04/2017 |
| John Hancock Funds, Llc | Boston | MA | 04/2017 | 02/2019 |
| John Hancock Advisers, Llc | Boston | MA | 11/2018 | 02/2019 |
| Edward Jones | St.LOuis | MO | 03/2019 | 07/2019 |
| Axa Advisors, Llc | New York | NY | 08/2019 | 09/2019 |
| Uber | Stratham | NH | 07/2019 | 01/2020 |
| Lyft | Stratham | NH | 07/2019 | 01/2020 |
| Fidelity Brokerage Services, Llc | Merrimack | NH | 01/2020 | 10/2020 |
| Rbc Capital Markets, Llc | Concord | NH | 10/2020 | 09/2024 |
| City National Bank | Concord | NH | 12/2020 | 09/2024 |
| Mariner | Overland Park | KS | 10/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 2015-06-27 |
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