Caitlin E Roos

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2015 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Boston, MA
• 12/2015 → Present
  Bank Of America, N.A.
  Boston, MA

Other Businesses

I*102375 ENTITY TYPE: NON-PROFIT ORGANIZATION NAME: TINA'S WISHINVESTMENT RELATED: NO ADDRESS: NEW YORK, NEW YORK 10019 POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 2/13/2017 NUMBER OF HOURS DEVOTED: 20 HOURS ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I WAS ASKED TO BE A CO CHAIR FOR THEIR BOSTON TINA'S WISH EVENT ON MARCH 1ST. US TRUST HAS APPROVED A $1,000 SPONSORSHIP FOR THE EVENT. MY JOB IS TO INVITE PEOPLE TO THE EVENT AND HELP TO GROW THE ORGANIZATIONS PRESENCE IN BOSTON.I*107952 ENTITY TYPE: NON-PROFIT ORGANIZATION NAME: ST JOSEPH PARISH SCHOOL INVESTMENT RELATED: NO ADDRESS: NEEDHAM, MASSACHUSETTS 2492 POSITION, TITLE, ASSOCIATION: PARTICIPANT, START DATE OF RELATIONSHIP: 9/5/2017 NUMBER OF HOURS DEVOTED: 4 HOURS MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 1 HR MTHLY DUTIES: CO-ROOM MOTHER FOR 3RD GRADE CLASSROOM AT ST. JOSEPH SCHOOL IN NEEDHAM WHERE MY DAUGHTER AND SON ATTEND. MY FOCUS WILL BE ON COORDINATING ACTIVITIES, PARENT VOLUNTEERS FOR CLASSROOM, RAISING FUNDS FOR CLASS, SCHOOL AND ANNUAL TEACHER GIFT. I*417868, Entity Type: Charitable, Name: Gore Place, Address: Waltham, MA, 02453, Investment Related: No, Position, Title, Association: Committee, Board Member, Employee Start Date: 03/03/2022, No Hours: 10hrs/Mo, No Hours during trading: 0, Duties: Board Member for Gore Place. Work on increasing community profile, brining in new board members, raising profile of Gore Place to increase donor contributions. Diversity & Inclusion Committee. I*420183 Entity Type: Entity For Profit Name of OBA: USA 500 Clubs Address: Wellesley, Massachusetts Investment Related: No Position, Title, Association: Committee Employee Start Date: 08/07/2020 Number of Hours: 5, Monthly Number of Hours during trading: 3, Monthly Duties: Professional networking group Schedule social events and use personal credit card to cover events - will be reimbursed by organization after submitting receipts.

Exams

• S66 Uniform Combined State Law Examination
  2016-07-01

Other Names

• Caitlin E Egan