Joseph Barbagallo

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2015 → 02/2021
  Pruco Securities Llc
  Uniondale, NY
• 12/2015 → 02/2021
  Prudential
  Melville, NY
• 02/2021 → 09/2022
  National Life Group
  Hauppauge, NY
• 02/2021 → 09/2022
  Equity Services, Inc.
  Montpelier, VT
• 09/2022 → Present
  Principal Life Insurance Company
  Melville, NY
• 09/2022 → Present
  Principal Securities Inc
  Melville, NY

Previous Registrations

• 2021-05-29 → 2022-09-02
  Equity Services, Inc.
  Jericho, NY
  Hauppauge, NY

Other Businesses

**JOSEPH BARBAGALLO POSITION: Financial Advisor NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 10/03/2022 ADDRESS: 48 South Service Road, Suite 402, Melville NY 11747, United States DESCRIPTION: Sales of fixed insurance (including life, disability, group coverages, long-term care insurance, etc.) and property and casualty insurance through multiple carriers (including Principal) **NEW HYDE PARK FIRE DEPARTMENT POSITION: Chief of Department NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 10/03/2022 ADDRESS: 1555 Jericho Tpke, New Hyde Park NY 11040, United States DESCRIPTION: I currently hold the position of 2nd Deputy Chief of the New Hyde Park Fire Department. Providing leadership for the department to protect individuals' life and property from fire and other emergencies.

Exams

• S63 Uniform Securities Agent State Law Examination
  2016-02-26

Other Names

• Joseph Anthony Barbagallo