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Account
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8 Third Street North, Great Falls, MT 59401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-12-22 |
| CA | RA | APPROVED | 2020-05-21 |
| NC | RA | APPROVED | 2020-05-21 |
Branch Locations
2901 Douglas Blvd. Suite 255, Roseville, CA 95661 • United States
3540 Toringdon Way Suite 200, Charlotte, NC 28277 • United States
Charlotte, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert W. Baird | Roseville | CA | 12/2015 | 05/2020 |
| D.A. Davidson & Co. | Charlotte | NC | 05/2020 | Present |
Self employed, Charlotte, NC; non-investment related, co-author, start: September 2018; Time spent: 2 hours/month, none during market hours Responsibilities include promoting and sales of books. Not investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-04-26 |
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