Clarence Lawrence Elliott

Employer firm

Newedge Advisors CRD 171351

$43.2B regulatory AUM 122 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2016 → 07/2022
  Edward Jones
  St Louis, MO
• 07/2022 → Present
  Lpl Financial Llc
  Port Allen, LA

Previous Registrations

• 2016-06-10 → 2022-07-06
  Edward Jones
  Oxford, NY
  St Louis, MO
  Baton Rouge, LA
  Baton Rouge, LA
  Port Allen, LA
  Brusly, LA

Other Businesses

1. 07/05/2022 - Oak Capital Financial Advisors - Inv. Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:7/2022 - 0 Hrs/Mo; 0 Hrs During Trading. 2. 02/09/2023 - NewEdge Advisors, LLC - Inv. Related - Registered Investment Advisor Hybrid - At Reported Business Location(s) - Start Date:7/2022 - 60 Hrs/Mo; 04 Hrs During Trading. I provide investment advisory services through NewEdge Advisors, LLC, an independent investment advisor firm. I started this business activity in 7/2022. I expect to spend approximately [#] hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 06/06/2023 - Senior Advisory Services - Non-Variable Insurance - Inv. Related - At Reported Business Location(s) - Start Date:03/27/2023 - 2 Hrs/Mo; 2 Hrs During Trading. 4. 05/30/2024 - Oak Capital Private Wealth - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date: 05/27/2024 - 200 Hrs/Mo; 40 Hrs During Trading. 5. 06/05/2025 - CLARENCE ELLIOTT IV - Inv. Related - Real Estate Rental - At Reported Business Location(s) - Start Date:06/01/2025 - 0 Hrs/Mo; 0 Hrs During Trading.

Exams

• S66 Uniform Combined State Law Examination
  2016-04-19

Designations

• Certified Financial Planner

Other Names

• Clarence Lawrence Elliott