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Timothy Asplin

Thrivent Investment Management Inc.

Omaha, NE

Omaha, NE

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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2024-06-07
  • NE RA
    APPROVED
    Since 2024-06-07

Branch Locations

11820 Nicholas St. , Omaha, NE 68154 • United States

Omaha, NE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bancwest Investment Services Omaha NE 10/2012 12/2018
Bank Of The West Omaha NE 10/2012 12/2018
Bancwest Investment Services Omaha NE 04/2015 12/2018
Bancwest Investment Services Omaha NE 12/2018 11/2023
Thrivent Investment Management Inc Omaha NE 06/2024 Present
Unemployed Omaha NE 12/2023 05/2024
Thrivent Financial Appleton WI 06/2024 Present
  • 10/2012 → 12/2018
    Bancwest Investment Services
    Omaha, NE
  • 10/2012 → 12/2018
    Bank Of The West
    Omaha, NE
  • 04/2015 → 12/2018
    Bancwest Investment Services
    Omaha, NE
  • 12/2018 → 11/2023
    Bancwest Investment Services
    Omaha, NE
  • 06/2024 → Present
    Thrivent Investment Management Inc
    Omaha, NE
  • 12/2023 → 05/2024
    Unemployed
    Omaha, NE
  • 06/2024 → Present
    Thrivent Financial
    Appleton, WI
Previous Registrations
  • 2013-03-06 → 2023-08-24
    Bancwest Investment Services, Inc.
    Omaha, NE
    Omaha, NE
    Omaha, NE
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-02-28
S63 Uniform Securities Agent State Law Examination 2006-09-06
  • S66 Uniform Combined State Law Examination
    2013-02-28
  • S63 Uniform Securities Agent State Law Examination
    2006-09-06
Other Names
  • Timothy Jess Asplin
  • Tim Jess Asplin
  • Tim Asplin

View on SEC IAPD

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Other Offices

EQUITABLE ADVISORS, LLC · OMAHA, NE
EQUITABLE ADVISORS, LLC · OMAHA, NE
MML INVESTORS SERVICES, LLC · Omaha, NE
AMERIPRISE FINANCIAL SERVICES, LLC · OMAHA, NE
CETERA INVESTMENT ADVISERS LLC · OMAHA, NE
LPL ENTERPRISE, LLC · OMAHA, NE
PFS INVESTMENTS INC. · OMAHA, NE
PFS INVESTMENTS INC. · Omaha, NE

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