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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-07-28
  • TX RA
    APPROVED
    Since 2023-07-28

Branch Locations

700 Central Expy S, Ste 120, Allen, TX 75013-8102 • United States

Celina, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 01/2016 07/2023
Ameriprise Financial Services, Llc Allen TX 07/2023 Present
Previous Registrations
  • 2016-05-13 → 2023-07-31
    Plano, TX
    Mckinney, TX
    St Louis, MO
    Prosper, TX
Other Businesses

Real Estate Ownership; Lot/Land; 23080 County Rd 114, , Iola, TX, 77861; Not Investment-Related; 07/28/2023. Outside Employment; Happy State Bank; Advisor; Investment Advisor; 700 Central Expressway, Suite 120, Allen, TX, 75013; Investment-Related; 07/28/2023; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-03-21
  • S66 Uniform Combined State Law Examination
    2016-03-21
Other Names
  • Samuel M Bryant
  • Samuel Bryant
  • Mark Bryant

View on SEC IAPD

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