Daniel William Verdugo

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2022-12-09
TX	RA	APPROVED	2022-12-08

CA RA
APPROVED

Since 2022-12-09
TX RA
APPROVED

Since 2022-12-08

Branch Locations

Norco, CA • United States

4740 Green River Rd Ste 202, Corona, CA 92878 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	Saint Louis	MO	01/2016	12/2022
Lpl Financial Llc	Corona	CA	12/2022	Present

01/2016 → 12/2022

Edward Jones

Saint Louis, MO
12/2022 → Present

Lpl Financial Llc

Corona, CA

Previous Registrations

2016-06-10 → 2022-12-12

Edward Jones

San Diego, CA

St Louis, MO

Orange, CA

Other Businesses

1) 11/14/2022 - Verdugo Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2) 10/11/2024 - Real Estate Rental - Investment Related - Corona, CA - Start Date 09/02/2024 - 0 Hours Per Month/ During Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-03-21

S66 Uniform Combined State Law Examination

2016-03-21

View on SEC IAPD