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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2016-04-01 |
Branch Locations
1801 Park View Dr, Shoreview, MN 55126 • United States
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors | Minnetonka | MN | 01/2016 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Minnetonka | MN | 11/2016 | Present |
AMAZON MECHANICAL TURK, NOT INV RELATED, SEATTLE, WA, MARKET GROWTH AND DEVELOPMENT CONSULTANT, START 6/15/2017, 5 HOURS PER MONTH, ZERO DURING TRADING, ONLINE SURVEYS, TRANSCRIPTION, PRODUCT FEEDBACK, AND CATEGORY DESCRIPTIONS. THE EMILY PROGRAM, NOT INV RELATED, ST. PAUL, MN, CONTRACTOR, START 12/16/2021, 40 HOURS PER MONTH, ZERO HOURS DURING TRADING, REVIEWING TRAINING PRESENTATIONS AND CREATING PARTICIPANT GUIDES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-04-01 |
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