Luis Graham

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2010-01-01

TX RA
APPROVED

Since 2010-01-01

Branch Locations

4400 Post Oak Parkway Suite 1800, Houston, TX 77027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Houston	TX	01/2010	Present

01/2010 → Present

Ubs Financial Services Inc.

Houston, TX

Previous Registrations

2005-06-02 → 2010-01-01

Ubs International Inc.

Houston, TX

Houston, TX

Other Businesses

Cooperativa Boutique, LLC / 11422 Montmarte Blvd Houston,TX 77082 / Company/ Other eCommerce / Online selling of Latin Fashion / Sole proprietorship / Start Date 6/22/2015

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-05-02
S63	Uniform Securities Agent State Law Examination	2005-04-14

S65 Uniform Investment Adviser Law Examination

2005-05-02
S63 Uniform Securities Agent State Law Examination

2005-04-14

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews