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Linh Thao Pham

Goldman Sachs Wealth Services, L.P.

Newport Beach, CA

CRD 6597944

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Employer firm

Goldman Sachs Wealth Services, L.p. CRD 106693

$31.7B regulatory AUM 89,850 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Goldman Sachs Wealth Services, L.P.

100 Coliseum Drive, Cohoes, NY 12047 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-12-11
  • CA RA
    APPROVED
    Since 2020-12-11

Branch Locations

4000 Macarthur Blvd 10Th Floor, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Financial Services Monrovia CA 07/2016 02/2017
Foresters Financial Services, Inc. Monrovia CA 07/2016 06/2017
Unemployed Garden Grove CA 07/2017 03/2018
Jpmorgan Chase Bank, N.A. Huntington Beach CA 04/2018 03/2020
J.P. Morgan Securities Llc Huntington Beach CA 04/2018 03/2020
The Ayco Company, L.P./Mercer Allied Irvine CA 03/2020 01/2021
Goldman Sachs & Co. Llc Irvine CA 01/2021 Present
  • 07/2016 → 02/2017
    Foresters Financial Services
    Monrovia, CA
  • 07/2016 → 06/2017
    Foresters Financial Services, Inc.
    Monrovia, CA
  • 07/2017 → 03/2018
    Unemployed
    Garden Grove, CA
  • 04/2018 → 03/2020
    Jpmorgan Chase Bank, N.A.
    Huntington Beach, CA
  • 04/2018 → 03/2020
    J.P. Morgan Securities Llc
    Huntington Beach, CA
  • 03/2020 → 01/2021
    The Ayco Company, L.P./Mercer Allied
    Irvine, CA
  • 01/2021 → Present
    Goldman Sachs & Co. Llc
    Irvine, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-07
S63 Uniform Securities Agent State Law Examination 2016-09-30
  • S66 Uniform Combined State Law Examination
    2020-12-07
  • S63 Uniform Securities Agent State Law Examination
    2016-09-30

View on SEC IAPD

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