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Michael George Garrigan

Fisher Investments

Plano, TX

Plano, TX

CRD 6597800

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Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

Current Employers
Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-02-18
  • TX RA
    APPROVED
    Since 2022-02-18

Branch Locations

6500 Internatinal Parkway, Plano, TX 75093 • United States

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Fort Worth TX 01/2016 02/2022
Fisher Investments Plano TX 02/2022 Present
  • 01/2016 → 02/2022
    Td Ameritrade
    Fort Worth, TX
  • 02/2022 → Present
    Plano, TX
Previous Registrations
  • 2018-09-19 → 2022-02-10
    Td Ameritrade, Inc.
    Westlake, TX
  • 2018-09-19 → 2022-02-10
    Td Ameritrade Investment Management, Llc
    Southlake, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-18
S63 Uniform Securities Agent State Law Examination 2016-02-23
  • S66 Uniform Combined State Law Examination
    2018-09-18
  • S63 Uniform Securities Agent State Law Examination
    2016-02-23

View on SEC IAPD

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