Scott Christopher Dukes

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2015 → 05/2017
  Securian Financial Services, Inc.
  St. Paul, MN
• 05/2017 → 08/2023
  Securian Financial Services, Inc.
  St. Paul, MN
• 05/2017 → 10/2021
  Cri Securities, Llc
  St. Paul, MN
• 05/2017 → 08/2023
  Minnesota Life Insurance Co.
  St. Paul, MN
• 01/2016 → 05/2017
  North Star Resource Group
  Houston, TX
• 05/2017 → Present
  North Star Resource Group
  Houston, TX
• 08/2023 → Present
  Cetera Wealth Services, Llc
  Houston, TX
• 08/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2017-10-05 → 2023-08-10
  Securian Financial Services, Inc.
  Houston, TX
  St. Paul, MN
• 2017-10-05 → 2021-10-25
  Cri Securities, Llc
  Houston, TX

Other Businesses

1) HOUSTON LIVESTOCK SHOW AND RODEO POSITION: Volunteer NATURE: Service Industry INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2018 ADDRESS: , Houston TX , United States DESCRIPTION: Volunteer 2) NAME OF OTHER BUSINESS: NORTH STAR CONSULTANTS OF TEXAS, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 08/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: 1, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S66 Uniform Combined State Law Examination
  2017-08-25