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Current Employers
T. Rowe Price Associates, Inc.

1307 Point Street, Baltimore, MD 21231 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-10-13
MD RA APPROVED 2023-10-12
  • PA RA
    APPROVED
    Since 2023-10-13
  • MD RA
    APPROVED
    Since 2023-10-12

Branch Locations

Yardley, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. New York NY 12/2005 03/2022
Cais Capital Llc New York NY 04/2022 07/2023
T. Rowe Price Baltimore MD 09/2023 Present
  • 12/2005 → 03/2022
    New York, NY
  • 04/2022 → 07/2023
    Cais Capital Llc
    New York, NY
  • 09/2023 → Present
    T. Rowe Price
    Baltimore, MD
Previous Registrations
  • 2021-08-31 → 2022-03-29
    New York, NY
    New York, NY
    Long Island City, NY
    Stamford, CT
    New York, NY
    New York, NY
    Tampa, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-08-19
S63 Uniform Securities Agent State Law Examination 2005-09-02
  • S65 Uniform Investment Adviser Law Examination
    2021-08-19
  • S63 Uniform Securities Agent State Law Examination
    2005-09-02
Other Names
  • Joel Pare

View on SEC IAPD

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