Frohman Chen

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-01-28

Branch Locations

Citi Private Bank 300 South Grand Avenue, 31St Floor, Suite 3130, Los Angeles, CA 90071 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Harvey & Company Llc	Newport Beach	CA	01/2017	03/2017
Sterling Wealth Partners	Tustin	CA	10/2016	02/2017
University Of California, San Diego	La Jolla	CA	09/2012	09/2016
Elite Mohs	Los Angeles	CA	03/2013	09/2016
Morgan Stanley	Newport Beach	CA	03/2017	06/2019
Capital Group - Private Client Services	Los Angeles	CA	08/2019	08/2022
Capital Group - American Funds Distributors, Inc.	Los Angeles	CA	08/2022	03/2025
Capital Client Group, Inc.	Los Angeles	CA	03/2025	12/2025
Citigroup Global Markets Inc.	Glendale	CA	01/2026	Present

01/2017 → 03/2017

Harvey & Company Llc

Newport Beach, CA
10/2016 → 02/2017

Sterling Wealth Partners

Tustin, CA
09/2012 → 09/2016

University Of California, San Diego

La Jolla, CA
03/2013 → 09/2016

Elite Mohs

Los Angeles, CA
03/2017 → 06/2019

Morgan Stanley

Newport Beach, CA
08/2019 → 08/2022

Capital Group - Private Client Services

Los Angeles, CA
08/2022 → 03/2025

Capital Group - American Funds Distributors, Inc.

Los Angeles, CA
03/2025 → 12/2025

Capital Client Group, Inc.

Los Angeles, CA
01/2026 → Present

Citigroup Global Markets Inc.

Glendale, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-02-24

Other Firms