Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-05
  • TX RA
    APPROVED
    Since 2025-09-05

Branch Locations

909 Ne Loop 410 Suite 715, San Antonio, TX 78209 • United States

3440 Eastex Freeway, Beaumont, TX 77703-1896 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edgar, Kiker & Cross, Pc Beaumont TX 02/2003 Present
1St Global Capital Corp. Beaumont TX 06/2016 10/2019
1St Global Advisors, Inc. Beaumont TX 06/2016 10/2019
Avantax Investment Services, Inc. Beaumont TX 10/2019 09/2025
Avantax Advisory Services Beaumont TX 10/2019 09/2025
Edgar, Kiker & Cross, Pc Beaumont TX 02/2003 Present
Ekc Advisors, Pllc Beaumont TX 06/2016 Present
Avantax Insurance Agency And/Or Avantax Insurance Services Beaumont TX 10/2024 09/2025
Cetera Wealth Services, Llc Beaumont TX 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 02/2003 → Present
    Edgar, Kiker & Cross, Pc
    Beaumont, TX
  • 06/2016 → 10/2019
    1St Global Capital Corp.
    Beaumont, TX
  • 06/2016 → 10/2019
    1St Global Advisors, Inc.
    Beaumont, TX
  • 10/2019 → 09/2025
    Avantax Investment Services, Inc.
    Beaumont, TX
  • 10/2019 → 09/2025
    Avantax Advisory Services
    Beaumont, TX
  • 02/2003 → Present
    Edgar, Kiker & Cross, Pc
    Beaumont, TX
  • 06/2016 → Present
    Ekc Advisors, Pllc
    Beaumont, TX
  • 10/2024 → 09/2025
    Avantax Insurance Agency And/Or Avantax Insurance Services
    Beaumont, TX
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Beaumont, TX
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2019-10-25 → 2025-09-05
    Avantax Advisory Services
    Beaumont, TX
  • 2016-06-06 → 2019-10-25
    1St Global Advisors Inc
    Beaumont, TX
Other Businesses

1) EASTEX PLAZA, INC.; STOCKHOLDER/TREASURER; RENTAL REAL ESTATE; IR; HRS 1; HRS 0; 01/01/2013; Beaumont TX 77703; Keep books & records, prepare checks and deposits, prepare tax return 2) SOUTHEAST TEXAS ESTATE PLANNERS COUNCIL; PRESIDENT; Professional organization; NIR; HRS 0; HRS 0; 5/05/2014; Beaumont TX 77703; Attend meetings, help recruit members 3) ASSOCIATED CONTRACTORS OF SOUTHEAST TEXAS POLITICAL ACTION COMMITTEE; TREASURER; Political action committee; NIR; HRS 1; HRS 0; 8/13/2015; Beaumont TX; Timely file all required PAC reports 4)EASTEX PLAZA, INC.; STOCKHOLDER/PRESIDENT; RENTAL REAL ESTATE; NIR; HRS 1; HRS 1; 1/01/2013; Beaumont TX; REVIEW AND SIGN TAX RETURN, SCHEDULE AND ATTEND BOARD MEETINGS, HANDLE MANAGER LEVEL DUTIES WHEN NECESSARY. 5) LEADERSHIP SOUTHEAST TEXAS, INC.; Governing Board Member; to educate, engage, and inspire leaders as regional citizens by promoting understanding of the nine counties of Southeast TX; NIR; HRS 1; HRS 1; 9/1/2010; BEAUMONT TX; attend advisory council meetings, review financial reports, prepare annual tax return, no signature authority. 6) SOUTHEAST TEXAS ESTATE PLANNERS COUNCIL POSITION: MEMBER NATURE: Professional organization INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/05/2014 ADDRESS: 1025 IH 10 North, Suite 109, Beaumont TX 77706, DESCRIPTION: Attend meetings, help recruit members, network with members. A networking group of attorneys, estate planners, financial advisors, CPAs, insurance agents. Meetings are primarily for networking, & sometimes have a member give a presentation on something related to their industry. 7) TEXAS SOCIETY OF CPAS; POSITION: Member NATURE: Director-at-large INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2017 ADDRESS: 14651 Dallas Parkway, Suite 700, Dallas TX 75254, USA DESCRIPTION: Attend annual and mid-year meeting of members. 8)EDGAR, KIKER & CROSS, PC POSITION: Managing Shareholder NATURE: CPA Firm providing tax and accounting services. INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 02/01/2003 ADDRESS: 3440 Eastex Freeway, Beaumont TX 777031896 DESCRIPTION: Management of the CPA firm, providing tax & accounting services to clients, human resources administration, information technology oversight, strategic planning for firm 9) EKC ADVISORS, PLLC POSITION: MANAGING MEMBER NATURE: WEALTH MANAGEMENT INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 06/06/2016 ADDRESS: 3440 Eastex Freeway, Beaumont TX 77703, United States DESCRIPTION: I AM A REFERRING ADVISOR, MANAGING MEMBER FOR THIS ENTITY 10) Lamar University Accounting Advisory Board; Member; The Lamar University Accounting Advisory Board is made up of Lamar Accounting Alumni. The advisory board supports the achievement and continued fulfillment of the stated mission of the Lamar University Department of Accounting. The board also serves as an advisory group to the chair of the Department of Accounting.; NIR; 0; 09/30/2016; ; Attend meetings and participate in board discussions.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-06
  • S66 Uniform Combined State Law Examination
    2016-06-06
Other Names
  • Sheri Kay Horn

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in San Antonio, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor