Craig Cook

Employer firm

Nuveen Asset Management, LLC CRD 155584

$280B regulatory AUM 25 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2016 → 11/2016
  Vanguard Marketing Corporation
  Charlotte, NC
• 09/2018 → 09/2020
  Tiaa
  Charlotte, NC
• 09/2020 → Present
  Nuveen Securities, Llc
  Haddonfield, NJ
• 01/2017 → 06/2017
  Lpl Financial
  Fort Mill, SC
• 06/2017 → 07/2018
  Accountemps, Robert Half
  Charlotte, NC
• 08/2018 → 08/2018
  Unemployed
  Charlotte, NC
• 12/2016 → 12/2016
  Unemployed
  Charlotte, NC
• 01/2021 → Present
  Nuveen Asset Management, Llc
  Chicago, IL

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-01-25
• S63 Uniform Securities Agent State Law Examination
  2018-11-06

Other Names

• Craig Alexander Cook
• Craig A Cook
• Craig Cook