Benjamin Scott Topping

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2015 → 10/2019
  Jpm Securities Llc
  Lake Worth, FL
• 12/2015 → 10/2019
  Jpmorgan Chase Bank
  Lake Worth, FL
• 10/2019 → 09/2024
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Palm Beach Gardens, FL
• 10/2019 → 09/2024
  Bank Of America, N.A.
  Palm Beach Gardens, FL
• 09/2024 → 05/2026
  Principal Life Insurance Co
  Boynton Beach, FL
• 09/2024 → 05/2026
  Principal Securities Inc
  Boynton Beach, FL
• 10/2024 → 05/2026
  Principal Advised Services
  Boynton Beach, FL
• 05/2026 → Present
  Fisher Investments
  Tampa, FL

Previous Registrations

• 2024-10-21 → 2026-05-13
  Principal Advised Services
  Boynton Beach, FL
• 2020-01-08 → 2024-10-02
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  North Palm Beach, FL
  Jupiter, FL
  Jupiter, FL
  Jupiter, FL
  New York, NY
  Palm Beach Gardens, FL
  Jupiter, FL
  Jacksonville, FL
  Lantana, FL
  Jacksonville, FL
  Lantana, FL
  Lantana, FL

Exams

• S66 Uniform Combined State Law Examination
  2020-01-06

Other Names

• Ben Scott Topping
• Ben Topping