Dustin Defeo

Current Employers

Employment History

• 12/2015 → 04/2017
  Wells Fargo Advisors Llc
  Devil Hills, NC
• 10/2014 → 04/2017
  Wells Fargo Bank Na
  Devil Hills, NC
• 04/2015 → Present
  Bad Bean Baja Grill
  Kill Devil Hills, NC
• 11/2016 → 04/2017
  Wells Fargo Clearing Services Llc
  Devil Hills, NC
• 06/2017 → 07/2019
  Nationwide Securities Llc
  Columbus, OH
• 06/2017 → 07/2019
  Nationwide Financial
  Kill Devil Hills, NC
• 06/2017 → Present
  Weatherly Insurance Agency
  Kill Devil Hills, NC
• 08/2019 → 11/2024
  Pruco Securities, Llc.
  Charlotte, NC
• 08/2019 → Present
  Prudential Insurance Company Of America
  Charlotte, NC
• 11/2024 → Present
  Lpl Enterprise, Llc
  Charlotte, NC

Previous Registrations

• 2019-08-09 → 2024-11-14
  Pruco Securities, Llc.
  Kill Devil Hills, NC
  Charlotte, NC
• 2019-04-04 → 2019-08-07
  Nationwide Securities, Llc
  Kill Devil Hills, NC
• 2016-03-10 → 2017-04-05
  Wells Fargo Clearing Services, Llc
  Kill Devil Hills, NC
  Wilmington, NC

Other Businesses

1) 11/05/2024- Mike Diannas Grill Room- Outside/W-2 Employment-part time bartending at a local restaurant- Not INV Related, At Charlotte, NC- Start date 03/15/2023- 80 HRS MTH- 0 HRS During Trading 2) 11/05/2024-Sound Financial Solutions- DBA for LPL Business (entity for LPL business)- dba so that our team can brand itself and doing educational workshops in the future- Not INV Related, At Charlotte, NC- Start date 03/15/2023- 20 HRS MTH- 20 HRS During Trading 3) 11/05/2024- Weatherly Insurance Agency- Property and Casualty- property and casualty relationship with local insurance company- INV Related- At Charlotte, NC- Start date 03/15/2017- 80 HRS MTH- 80 HRS During Trading 4) 03/24/2026-Ocean Boulevard-Server-Outside/W-2 Employment-Not inv related-At Kitty Hawk, NC-Start date 03/25/2026-12hrs/mth-0hrs/mth during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-03-10
• S63 Uniform Securities Agent State Law Examination
  2016-02-17

Other Names

• Dustin Defeo
• Dustin William Defeo