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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-08-26 |
| NC | RA | APPROVED | 2022-06-16 |
| VA | RA | APPROVED | 2022-06-16 |
| NJ | RA | APPROVED | 2022-05-20 |
| SC | RA | APPROVED | 2022-05-20 |
Branch Locations
Virginia Beach, VA • United States
Wells Fargo Center/ 440 Monticello Avenue Suite 2000, Norfolk, VA 23510 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Charlotte | NC | 12/2015 | 08/2020 |
| Lpl Financial Llc | Fort Mill | SC | 08/2020 | 05/2022 |
| Ubs Financial Srvices.iNc | Norfolk | VA | 05/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-03-22 |
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