Best Investors Account Sign in
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-08-26
NC RA APPROVED 2022-06-16
VA RA APPROVED 2022-06-16
NJ RA APPROVED 2022-05-20
SC RA APPROVED 2022-05-20
  • TX RA
    APPROVED_RES
    Since 2024-08-26
  • NC RA
    APPROVED
    Since 2022-06-16
  • VA RA
    APPROVED
    Since 2022-06-16
  • NJ RA
    APPROVED
    Since 2022-05-20
  • SC RA
    APPROVED
    Since 2022-05-20

Branch Locations

Virginia Beach, VA • United States

Wells Fargo Center/ 440 Monticello Avenue Suite 2000, Norfolk, VA 23510 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Charlotte NC 12/2015 08/2020
Lpl Financial Llc Fort Mill SC 08/2020 05/2022
Ubs Financial Srvices.iNc Norfolk VA 05/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-03-22
  • S66 Uniform Combined State Law Examination
    2016-03-22

View on SEC IAPD

More in Virginia Beach, VA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor