Christine Parks

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2023-05-16
TX	RA	APPROVED	2023-05-16

NC RA
APPROVED

Since 2023-05-16
TX RA
APPROVED

Since 2023-05-16

Branch Locations

6100 Fairview Road Suite 350 & Suite 700, Charlotte, NC 28210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stifel	Charlotte	NC	12/2015	Present

12/2015 → Present

Stifel

Charlotte, NC

Other Businesses

1. Freelance Photographer; 211 Canterfield Lane, Matthews, NC 28105; Photography; Photographer; Photograph families and portrait sessions, edit images, deliver images to customers; 06/03/2011; 10hrs/yr; Not during Securities Trading Hours; Not-Investment Related.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-05-15

S66 Uniform Combined State Law Examination

2023-05-15

View on SEC IAPD

Employer firm

Current Employers

Stifel, Nicolaus & Company, Incorporated

Disclosures

Employment History

Other Businesses

Exams

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