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950 Tower Lane Suite 1800, Foster City, CA 94404 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-01-23 |
| CA | RA | APPROVED | 2019-08-09 |
Branch Locations
3131 Mckinney Ave. Suite 850, Dallas, TX 75204 • United States
950 Tower Lane Suite 1800, Foster City, CA 94404 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Mill Valley | CA | 12/2015 | 08/2019 |
| Bank Of America, N.A. | Mill Valley | CA | 02/2016 | 08/2019 |
| Ieq Capital, Llc | Foster City | CA | 08/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-03-17 |
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