Katelyn Naomi Montijo

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2015 → 12/2020
  Td Ameritrade, Inc.
  Walnut Creek, CA
• 12/2020 → 02/2021
  Merrill Lynch
  Carlsbad, CA
• 03/2021 → 08/2021
  Fidelity Investments
  San Diego, CA
• 09/2021 → Present
  Lpl Financial
  San Diego, CA

Previous Registrations

• 2021-04-22 → 2021-08-17
  Fidelity Personal And Workplace Advisors
  San Diego, CA
• 2016-06-28 → 2020-12-18
  Td Ameritrade, Inc.
  Walnut Creek, CA
  Carlsbad, CA
  San Diego, CA
• 2016-06-28 → 2019-03-10
  Td Ameritrade Investment Management, Llc
  Walnut Creek, CA
  Carlsbad, CA
  San Diego, CA

Exams

• S66 Uniform Combined State Law Examination
  2016-06-27

Other Names

• Katelyn Naomi Steinmetz
• Katelyn Steinmetz
• Katelyn Naomi Steinmetz