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Katelyn Naomi Montijo

LPl Financial LLC

Oceanside, CA

San Diego, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-09-13
  • CA RA
    APPROVED
    Since 2021-09-13

Branch Locations

Oceanside, CA • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade, Inc. Walnut Creek CA 12/2015 12/2020
Merrill Lynch Carlsbad CA 12/2020 02/2021
Fidelity Investments San Diego CA 03/2021 08/2021
Lpl Financial San Diego CA 09/2021 Present
  • 12/2015 → 12/2020
    Td Ameritrade, Inc.
    Walnut Creek, CA
  • 12/2020 → 02/2021
    Merrill Lynch
    Carlsbad, CA
  • 03/2021 → 08/2021
    Fidelity Investments
    San Diego, CA
  • 09/2021 → Present
    Lpl Financial
    San Diego, CA
Previous Registrations
  • 2021-04-22 → 2021-08-17
    Fidelity Personal And Workplace Advisors
    San Diego, CA
  • 2016-06-28 → 2020-12-18
    Td Ameritrade, Inc.
    Walnut Creek, CA
    Carlsbad, CA
    San Diego, CA
  • 2016-06-28 → 2019-03-10
    Td Ameritrade Investment Management, Llc
    Walnut Creek, CA
    Carlsbad, CA
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-27
  • S66 Uniform Combined State Law Examination
    2016-06-27
Other Names
  • Katelyn Naomi Steinmetz
  • Katelyn Steinmetz
  • Katelyn Naomi Steinmetz

View on SEC IAPD

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