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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2023-02-07
TX RA APPROVED 2023-02-03
  • SC RA
    APPROVED
    Since 2023-02-07
  • TX RA
    APPROVED
    Since 2023-02-03

Branch Locations

850 Morrison Drive Suite 800, Charleston, SC 29403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Weehawken NJ 12/2015 06/2017
Wells Fargo Clearing Services Llc New York NY 06/2017 12/2022
Morgan Stanley Smith Barney Llc Charleston SC 01/2023 Present
Morgan Stanley Private Bank, N.A New York NY 03/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-02-23
  • S66 Uniform Combined State Law Examination
    2016-02-23

View on SEC IAPD

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