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William J Dose

Fisher Investments

Plano, TX

Camas, WA

CRD 6595617

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Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

Current Employers
Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-08-24
WA RA APPROVED 2021-09-11
  • TX RA
    APPROVED
    Since 2023-08-24
  • WA RA
    APPROVED
    Since 2021-09-11

Branch Locations

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

5525 Nw Fisher Creek Drive, Camas, WA 98607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 01/2016 11/2016
Northwestern Mutual Investment Services Llc Portland OR 03/2016 11/2016
Northwestern Mutual Wealth Management Company Milwaukee WI 06/2016 11/2016
Key Bank Vancouver WA 11/2016 05/2018
Key Investment Services Vancouver WA 01/2017 05/2018
Allstate Insurance Company Clackamas OR 05/2018 Present
Fisher Investments Camas WA 08/2021 Present
  • 01/2016 → 11/2016
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 03/2016 → 11/2016
    Northwestern Mutual Investment Services Llc
    Portland, OR
  • 06/2016 → 11/2016
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 11/2016 → 05/2018
    Key Bank
    Vancouver, WA
  • 01/2017 → 05/2018
    Key Investment Services
    Vancouver, WA
  • 05/2018 → Present
    Allstate Insurance Company
    Clackamas, OR
  • 08/2021 → Present
    Fisher Investments
    Camas, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-09-10
S63 Uniform Securities Agent State Law Examination 2016-05-12
  • S65 Uniform Investment Adviser Law Examination
    2021-09-10
  • S63 Uniform Securities Agent State Law Examination
    2016-05-12
Other Names
  • William Dose
  • William John Dose

View on SEC IAPD

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