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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-02-10
MN RA APPROVED 2019-07-24
  • TX RA
    APPROVED
    Since 2023-02-10
  • MN RA
    APPROVED
    Since 2019-07-24

Branch Locations

3360 Annapolis Ln N Ste B, Plymouth, MN 55447-5386 • United States

Maple Grove, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc New Hope MN 03/2019 03/2020
Ibm Rochester MN 08/2017 02/2019
Northwestern Mutual St Cloud MN 02/2016 09/2016
St Cloud State University St Cloud MN 08/2014 05/2017
Ameriprise Financial Services, Llc Wayzata MN 03/2020 Present
  • 03/2019 → 03/2020
    Ameriprise Financial Services, Inc
    New Hope, MN
  • 08/2017 → 02/2019
    Ibm
    Rochester, MN
  • 02/2016 → 09/2016
    Northwestern Mutual
    St Cloud, MN
  • 08/2014 → 05/2017
    St Cloud State University
    St Cloud, MN
  • 03/2020 → Present
    Wayzata, MN
Other Businesses

Business Ownership; Cambridge Associates; Owner; Manage Ameriprise Business; 3360 Annapolis ln N Suite B, , Plymouth, MN, 55447; Investment-Related; 07/31/2024; 1 to 9 hours per month; 1 to 9 during trading hours / Highest Aim Partnership LLC; Co-owner; Manage Ameriprise Business; 3360 Annapolis ln N Suite B, , Plymouth, MN, 55447; Investment-Related; 07/31/2024; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Cambridge Associates; Owner; Manage advisory business; 3360 Annapolis ln N Suite B, , Plymouth, MN, 55447; Investment-Related; 07/31/2024; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-07-23
  • S66 Uniform Combined State Law Examination
    2019-07-23

View on SEC IAPD

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