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Nicholas Santisteban

Charles Schwab & Co., Inc.

New York City, NY

CRD 6595207

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-12
NY RA APPROVED 2021-04-22
  • TX RA
    APPROVED_RES
    Since 2023-01-12
  • NY RA
    APPROVED
    Since 2021-04-22

Branch Locations

200 East 79Th Street, New York City, NY 10075 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. New York NY 08/2019 Present
Charles Schwab Bank, Ssb New York NY 08/2019 Present
Captel, Inc. Orlando FL 09/2014 01/2018
University Of Central Florida Orlando FL 05/2013 12/2018
Bank Of New York Mellon Jersey City NJ 01/2019 08/2019
  • 08/2019 → Present
    Charles Schwab & Co., Inc.
    New York, NY
  • 08/2019 → Present
    Charles Schwab Bank, Ssb
    New York, NY
  • 09/2014 → 01/2018
    Captel, Inc.
    Orlando, FL
  • 05/2013 → 12/2018
    University Of Central Florida
    Orlando, FL
  • 01/2019 → 08/2019
    Bank Of New York Mellon
    Jersey City, NJ
Other Businesses

1) Legacy Investments LLC | investment related | Tobyhanna, Pennsylvania | start date 09/09/2020 | owner, rental property | less than 20 hours per month | none during securities trading hours. 2) Casa Cony LLC|Investment Related:No|30 N Gould St Ste N;Sheridan;WY;82801;USA|Real Estate (Non-Agent/Broker)|Member|2025-05-15|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|Rental Property Holding Company

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-06-08
  • S66 Uniform Combined State Law Examination
    2020-06-08
Other Names
  • Nicholas C Santisteban
  • Nicholas Christian Santisteban

View on SEC IAPD

Nearby Firms

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Nearby Investors

JOSEPH MICHAEL CANTORE
PATRICK FRUZZETTI
Benjamin James Johnston

Nearby Offices

HIGHTOWER ADVISORS, LLC · New York City, NY
CIBC PRIVATE WEALTH ADVISORS, INC. · New York, NY
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · NEW YORK, NY

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