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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-03-21 |
| TX | RA | APPROVED | 2025-03-20 |
Branch Locations
15760 Ventura Blvd Suite 1620, Encino, CA 91436 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Woodland Hills | CA | 01/2013 | 03/2025 |
| Wells Fargo Clearing Services, Llc | Woodland Hills | CA | 11/2016 | 03/2025 |
| Wells Fargo Advisors Financial Network, Llc | Encino | CA | 03/2025 | Present |
SEE FORWARD, LLC, INVT RELATED, LOS ANGELES, CA, 33% OWNERSHIP, START DATE 4/1/2025, 160 HRS PER MONTH, 0 HRS DURING TRADING, TRANSITIONING TO FINET.| EA CONSULTING GROUP INC; INV RELATED; WOODLAND HILLS, CA; MANAGEMENT/CONSULTING COMPANY; 100% OWNERSHIP; START DATE 07/18/2025; 10 HOURS PER MONTH; 0 HOURS DURING TRADING HOURS | EA FUTURE ENTERPRISES INC.; NOT INV RELATED; ENCINO, CA; S CORP FOR FINET;100% OWNERSHIP; START DATE: 03/20/2025; 160 HRS PER MONTH; 160 HRS DURING TRADING;|
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 2016-02-17 |
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