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Heidi Elizabeth Stangl

Rbc Capital Markets, LLC

Newport Beach, CA

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
VI RA APPROVED 2025-10-30
TX RA APPROVED 2025-10-27
CA RA APPROVED 2024-03-25
  • VI RA
    APPROVED
    Since 2025-10-30
  • TX RA
    APPROVED
    Since 2025-10-27
  • CA RA
    APPROVED
    Since 2024-03-25

Branch Locations

610 Newport Center Drive Suite 900, Newport Beach, CA 92660-6448 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Irvine CA 04/2016 03/2024
Charles Schwab Bank Irvine CA 04/2016 03/2024
Rbc Capital Markets, Llc Newport Beach CA 03/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-08-12
S63 Uniform Securities Agent State Law Examination 2016-02-17
  • S66 Uniform Combined State Law Examination
    2016-08-12
  • S63 Uniform Securities Agent State Law Examination
    2016-02-17
Designations
Other Names
  • Heidi Stangl

View on SEC IAPD

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OKAPI CAPITAL, LLC · NEWPORT BEACH, CA
OCVC, LLC · NEWPORT BEACH, CA
MIG CAPITAL, LLC · NEWPORT BEACH, CA
RESEARCH AFFILIATES · NEWPORT BEACH, CA
PAAMCO PRISMA, LLC · NEWPORT BEACH, CA
COMPOSITION WEALTH, LLC · Newport Beach, CA
J.P. MORGAN SECURITIES LLC · NEWPORT BEACH, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Newport Beach, CA

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