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Current Employers
Gwn Securities Inc.

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2016-03-15
  • MA RA
    APPROVED
    Since 2016-03-15

Branch Locations

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Natick, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gwn Securities Inc Plam Beach Gardens FL 08/2015 Present
Previous Registrations
Other Businesses

INSURANCE AGENT MADISON BROKERAGE, 8/19/2015 30HOURS, 15HOURS, LIFE INSURANCE AGENT SALES ABMM FINANCIAL, Is Investment Related, DBA, Financial Professional, 2015-08-25,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment Sales.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-02-21
  • S66 Uniform Combined State Law Examination
    2013-02-21

View on SEC IAPD

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