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Dew Point Capital CRD 305010
$513M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
7080 Hollywood Blvd. 7Th Floor, Los Angeles, CA 90028 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-12-26 |
| TX | RA | APPROVED_RES | 2019-10-21 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Century City | CA | 03/2014 | 07/2017 |
| Steel Peak Wealth Management | Woodland Hills | CA | 08/2017 | 05/2019 |
| Dew Point Capital, Inc. | Los Angeles | CA | 07/2019 | Present |
Steven Paul Cooper is a licensed insurance agent. From time to time, he will offer clients advice or products from this activity. Clients should be aware that these services pay a commission and involve a possible conflict of interest, as commissionable products can conflict with the fiduciary duties of a registered investment adviser. Dew Point Capital, Inc. always acts in the best interest of the client; including in the sale of commissionable products to advisory clients. Clients are in no way required to implement the plan through any representative of Dew Point Capital, Inc. in their capacity as a licensed insurance agent.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-12-03 |
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