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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AK | RA | APPROVED | 2018-07-13 |
| WA | RA | APPROVED | 2018-07-12 |
| MT | RA | APPROVED | 2018-07-10 |
| UT | RA | APPROVED | 2018-07-10 |
| ID | RA | APPROVED | 2017-08-22 |
| TX | RA | APPROVED | 2016-08-12 |
| CA | RA | APPROVED | 2016-05-10 |
Branch Locations
520 Newport Center Dr Pbig - Fashion Island, Newport Beach, CA 92660 • United States
1211 Sw 5Th Ave, Portland, OR 97204 • United States
1211 Sw 5Th Ave Pbig - Portland Private Wealth, Portland, OR 97204 • United States
Vancouver, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Portland | OR | 12/2015 | Present |
I*: 2561278 Entity Type: Church, Religious affiliation Name of OBA: Bloom Church Address: Portland, Oregon, 97206, Investment Related: No Position, Title, Association: Social media manager Employee Start Date: 06/27/2025 Number of Hours: 8 hrs wkly Number of Hours during trading: 0 Duties: I will be managing the Church's social media page; editing videos from sermons to post onto their instagram/social media page
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-05-09 |
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