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Natalie Sweazey

Rbc Capital Markets, LLC

Wayzata, MN

Victoria, MN

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-11-06
TX RA APPROVED 2023-11-06
  • MN RA
    APPROVED
    Since 2023-11-06
  • TX RA
    APPROVED
    Since 2023-11-06

Branch Locations

641 Lake St. E. Suite 230, Wayzata, MN 55391 • United States

Victoria, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Minneapolis MN 08/2015 11/2016
Wells Fargo Clearing Services, Llc Minneapolis MN 11/2016 07/2018
Rbc Capital Markets, Llc. Minneapolis MN 07/2018 02/2020
Wells Fargo Clearing Services, Llc Wayzata MN 02/2020 10/2023
Rbc Capital Markets, Llc Minnetonka MN 11/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-22
  • S66 Uniform Combined State Law Examination
    2017-06-22
Other Names
  • Natalie Sweazey
  • Natalie Nicole Sweazey

View on SEC IAPD

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