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Ashley Elizabeth Arnold

Sheller Wealth Management, Inc.

Troy, MO

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Current Employers
Sheller Wealth Management, Inc.

170 W. Cherry Street, Troy, MO 63379 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-04-06
MO RA APPROVED 2017-10-05
  • TX RA
    APPROVED
    Since 2018-04-06
  • MO RA
    APPROVED
    Since 2017-10-05

Branch Locations

170 W. Cherry Street, Troy, MO 63379 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sheller Wealth Management, Inc. Troy MO 09/2015 Present
Lpl Financial, Llc Troy MO 09/2017 Present
S/A Analytics, Inc. Troy MO 08/2017 Present
  • 09/2015 → Present
    Troy, MO
  • 09/2017 → Present
    Lpl Financial, Llc
    Troy, MO
  • 08/2017 → Present
    S/A Analytics, Inc.
    Troy, MO
Previous Registrations
  • 2016-07-06 → 2017-09-29
    Cutter & Company, Inc.
    Troy, MO
Other Businesses

1. 9/29/2017 - SHELLER FINANCIAL SERVICES - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - Started 08/01/2015 - 0 Hours Per Month - Time Spent 0%. 2. 9/29/2017 - SHELLER FINANCIAL SERVICES - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Started 08/01/2015 - 20 Hours Per Month/1 Hour During Securities Trading - Time Spent 10%. 3. 10/5/2017 - Sheller Wealth Management, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 09/29/2017 - 140 Hours Per Month/7 Hours During Securities Trading - Time Spent 90% - I provide investment advisory services through Sheller Wealth Management, Inc., an independent investment advisor firm. I started this business activity in 9/2017. I expect to spend approximately 140 hours per month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 2/9/2021 - S/A Analytics, Inc. - Investment Related - 170 W. Cherry St, Troy, MO. 63379 - Research & Analysis - Vice President - Started 8/9/2017 - 10 Hours per month - Researching and analyzing economic data. 5. 12/16/1999 - Oakwind Estates - Board Member - Operate Sanitary Sewer system for residents benefit at Waterbrooke Estates in Troy, MO - 1%

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-16
  • S66 Uniform Combined State Law Examination
    2016-06-16
Designations
Other Names
  • Ashley Elizabeth Sheller

View on SEC IAPD

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