Sean Cowan

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-02-15
UT	RA	APPROVED	2022-01-04

TX RA
APPROVED_RES

Since 2024-02-15
UT RA
APPROVED

Since 2022-01-04

Branch Locations

1999 W Sunset Blvd, St George, UT 84770 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jpmorgan Chase Bank, N.A.	Washington	UT	04/2012	Present
J.P. Morgan Securities Llc	Washington	UT	12/2015	Present

04/2012 → Present

Jpmorgan Chase Bank, N.A.

Washington, UT
12/2015 → Present

J.P. Morgan Securities Llc

Washington, UT

Other Businesses

Entity Name: Jiu Jitsu Tournament Investment related: No Address: laverkin utah 84745 Nature of the other business: Sports Position/Title/Relationship: Employee/Contractor Start Date: 03/10/2023 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I will help coach people in tournaments for JiuJitsu

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-12-10
S63	Uniform Securities Agent State Law Examination	2016-05-04

S66 Uniform Combined State Law Examination

2021-12-10
S63 Uniform Securities Agent State Law Examination

2016-05-04

Other Names

Sean Cowan
Sean E Cowan
Sean Edward Cowan

View on SEC IAPD