Sean Cowan

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-02-15
UT	RA	APPROVED	2022-01-04

TX RA
APPROVED_RES

Since 2024-02-15
UT RA
APPROVED

Since 2022-01-04

Branch Locations

1999 W Sunset Blvd, St George, UT 84770 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jpmorgan Chase Bank, N.A.	Washington	UT	04/2012	Present
J.P. Morgan Securities Llc	Washington	UT	12/2015	Present

04/2012 → Present

Jpmorgan Chase Bank, N.A.

Washington, UT
12/2015 → Present

J.P. Morgan Securities Llc

Washington, UT

Other Businesses

Entity Name: Jiu Jitsu Tournament Investment related: No Address: laverkin utah 84745 Nature of the other business: Sports Position/Title/Relationship: Employee/Contractor Start Date: 03/10/2023 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I will help coach people in tournaments for JiuJitsu

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-12-10
S63	Uniform Securities Agent State Law Examination	2016-05-04

S66 Uniform Combined State Law Examination

2021-12-10
S63 Uniform Securities Agent State Law Examination

2016-05-04

Other Names

Sean Cowan
Sean E Cowan
Sean Edward Cowan

View on SEC IAPD