Gregg Arthur Pfeffer

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1998 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Upper St. Clair, PA
• 03/2006 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Erie, PA
• 11/2009 → Present
  Bank Of America,Na
  Erie, PA

Previous Registrations

• 2005-12-12 → 2006-03-08
  Advest, Inc.
  Erie, PA

Other Businesses

I*30240 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: ERIE SKEET CLUB INVESTMENT RELATED: N ADDRESS OF BUSINESS: 7243 THOMAS RD, MCKEAN, PENNSYLVANIA 16426 NATURE OF BUSINESS: OTHER,NOT FOR PROFIT POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 6/1/2008 NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: DIRECTOR/BOARD MEMBER OUTDOOR RECREATION I*46664 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: DUCKS UNLIMITED INVESTMENT RELATED: N ADDRESS OF BUSINESS: 1330 HIGH ST, ERIE, PENNSYLVANIA 16509 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 1/1/2010 NUMBER OF HOURS DEVOTED: 50 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: LOCAL FUNDRAISING

Exams

• S66 Uniform Combined State Law Examination
  1998-12-10

Other Names

• Greg A Pfeffer